The Top 6 Financial Advisors in Bend, OR

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Northwest Quadrant Wealth Management tops our list with the largest amount in assets under management (AUM). Some of its advisor team are registered representatives of LPL and licensed insurance agents. As a result, they may earn commissions from recommending or selling specific securities or insurance products. That said, advisors of Northwest Quadrant are fiduciaries and are legally obligated to provide advice solely in the best interest of the client. 

The firm requires a $250,000 account minimum. However, it could waive this requirement on a case-by-case basis. Northwest also charges an annual percentage of assets under management, ranging from 0.75% to 1.5%. 

In addition to individuals, it works with:

• Individuals
• High-net-worth individuals
• Pension and profit-sharing plans

Northwest Quadrant Wealth Management Background 

Northwest Quadrant's roots date back to 1963, when it was known as Sage Insurance. It became a registered investment advisor in 2011 under its current name. Today, the firm is owned by Tyler Simones, Arnold Reinhart and Josh Fenili - all of whom still work for the firm. 

Northwest Quadrant specializes in managing investment portfolios on behalf of its clients. Also, its advisors can take over existing accounts or establish financial plans that address such areas as estate planning and retirement savings. 

In addition, Northwest Quadrant offers pension consulting services to employer plan sponsors on a one-time basis. The firm may provide assistance around investment menu options, plan structure and participant education. 

Northwest Quadrant Wealth Management Investing Strategy 

Northwest Quadrant constructs investment portfolios based on the client’s risk tolerance, time horizon and other financial factors. The firm generally turns to exchange-traded funds (ETFs), mutual funds, individual stocks, bonds and other securities when implementing asset allocation strategies.

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Ascent Capital Management, LLC is a first fee-only financial advisory firm that manages assets primarily for individuals, high-net-worth individuals and pensions and profit sharing plans.

Its investment management division holds multiple certifications, including certified financial planner (CFP) and certified public accountant (CPA) designations.

The firm doesn’t impose an account minimum to open or maintain an investment account. However, Ascent does charge a $2,000 minimum fee and and an annual percentage of assets under management that ranges between 0.2% and 1.25%

Ascent Capital Management Background 

Ascent Capital Management began in 2001. Wesley B. Price and Scott Agnew founded the firm and are the primary owners. 

They head a team that offers comprehensive investment management services that may cover: 

• Investing in a successful retirement
• Tax minimization alternatives
• Concentrated stock strategies
• Estate planning
• Philanthropic guidance
• Portfolio management
• Wealth management
• Succession planning

In addition, the team can build financial plans tailored to clients’ needs. These may address the following goals: 

• Business and succession planning
• College savings planning
• Risk management
• Estate and tax planning

Ascent Capital Management Investing Strategy

Ascent Capital Management tailors investment portfolios to the specific needs and risk tolerance of a given client. The firm doesn’t restrict its focus to specific security types when making investment decisions. Its advisors may invest client assets in the following types of securities: 

• Exchange-listed securities
• Securities traded over the counter
• Foreign issuers
• Warrants
• Corporate debt securities
• Commercial paper
• Certificates of deposit and money market funds
• Municipal securities
• Investment company securities
• Mutual fund shares
• Exchange-traded funds (ETFs)
• U.S. government securities
• Interests in limited partnerships and alternative investments.
• Private real estate investment trusts
• Unit trusts
• Federal Farm Credit bonds and Federal Home Loan bank bonds 

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Elevation Capital Management, LLC (ECA) manages assets for individuals and high-net-worth individuals, as well as pension and profit sharing plans and charitable organizations.

As a fee-based firm, some of ECA’s advisory professionals may receive commissions for the sale of securities, insurance and other investment products. While this may pose a conflict of interest, the firm’s fiduciary duty mandates that all of its professionals put client interests first. 

ECA requires a minimum of $100,000 to open an account. The firm also charges an annual investment advisory fee that is typically 1.5% of the total assets under management.

The advisory team holds designations in chartered life underwriter (CLU) and chartered financial consultant (ChFC).

Elevation Capital Management Background

ECA was founded in 2014 and was registered as an investment advisory services firm in 2015. Ryan Sanford, who is an investment advisor representative in the firm, is the sole owner.

Client services include retirement income planning, long-term care, asset protection and estate planning.

Elevation Capital Management Strategy

ECA relies on security analysis, technical analysis and charting analysis to develop and track client investment strategies. Typical financial planning areas focus on financial goals, personal net worth statement, cash flow analysis, retirement strategy, long-term investments, tax reduction and estate preservation.

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Eagle Wealth Management (EWM) -- also known as My Legacy Advisors -- is a fee-based firm that manages assets primarily for individuals and high-net-worth individuals.

Though the firm has no minimum account size requirement, it charges fees ranging from 0.5% to 2.5% of assets. EWM also charges fixed fees and hourly fees for its advisory services. Some advisors are insurance agents and could earn commissions for selling policies.

Collectively, the firm’s staff offers the certified financial planner (CFP), certified public accountant (CPA), accredited investment fiduciary (AIF), chartered life underwriter (CLU) and chartered financial consultant (ChFC) designations. 

Eagle Wealth Management Background

Established in 2017, EWM specializes in discretionary portfolio management, financial planning and consulting and advisor selection advisory services. The firm mainly provides its discretionary portfolio services through an investment management platform sponsored by SEI Investments Management Corporation. Through this affiliation, EWM offers the Mutual Fund Models Program, Managed Account Program and Custody-Only Program. 

The firm is owned by Eagle Wealth Management, Inc., which is in turn owned by Chad E. Staskal, Cambrianne Staskal and Mat Hunnicutt.

Eagle Wealth Management Investing Strategy

When conducting research and offering investment advice, My Legacy primarily uses technical analysis, modern portfolio theory (MPT) and fundamental analysis. The firm’s investment strategies are long-term purchases, short-term purchases, margin transactions and option writing. 

The firm mainly invests in equities, mutual funds, bonds and/or exchange-traded funds (ETFs). 

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Capstone Wealth Management, LLC manages assets for individuals and high-net-worth investors. It operates on a fee-only basis. So their compensation comes solely from client fees - and does not include commissions from third parties. 

Its team holds multiple certifications, including four certified financial planners (CFPs) and one chartered financial consultant (ChFC). 

The firm doesn't require a minimum investment to open an account. Investment management fees are based on an annual percentage of assets under management, ranging from 0.65% to 1.5%. Financial planning fees can be hourly or fixed.

Capstone Wealth Management Group Background 

Capstone Wealth Management began operations in 2003. James Michael Conrads currently owns the firm. He leads an advisory group that offers portfolio management and financial planning services that may cover: 

• Taxes and cash flow
• Insurance
• Saving for retirement
• Investing
• Estate management

Capstone Wealth Management Group Investing Strategy

Capstone Wealth Management designs, builds and continuously monitors portfolios on behalf of its clients. The firm’s investment managers make securities selections decisions taking several factors into consideration. These include the client’s appetite for risk and overall investment goals. Based on these variables, the firm may propose investing in exchange-traded funds (ETFs), mutual funds and individual securities like stocks and bonds. Advisors may recommend other investments if deemed appropriate to your situation. 

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Sheppard Wealth Management, LLC is a fee-only firm that manages assets for individuals, high-net-worth individuals, pooled investment vehicles and charitable organizations. The advisory team holds one accredited asset management specialist (AAMS) designation. 

You don’t need a minimum investment to open an account with Sheppard Wealth Management. The firm, though, does impose a minimum annual fee of $2,500 for separately managed account (SMA) services. 

The practice works with a variety of client types, including: 

• Individuals
• High-net-worth individuals
• Pension and profit-sharing plans
• Trusts
• Estates
• Charitable organizations
• Corporations

Sheppard Wealth Management Background 

Sheppard Wealth Management first opened for business in 2014. John S. Swanson is the current managing member. The firm also has offices in Eugene, Oregon and Seattle, Washington. 

Advisors with Sheppard Wealth Management offer separetly managed accounts (SMAs) and financial planning services. 

Sheppard Wealth Management Investing Strategies

Sheppard Wealth Management designs and builds SMAs based on your risk tolerance, time horizon, goals and other variables. Depending on your financial profile, the firm may invest your assets in stocks, bonds, no-load mutual funds and exchange-traded funds (ETFs).

The firm evaluates potential investments by referring to various sources, including financial media, third-party research, corporate rating services and fund prospectuses.

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Costello Financial Planning is a fee-only firm with no minimum account size for starting an account. The firm works mostly with individuals, around two-thirds of whom do not have a high net worth. The only institutional clients at the firm are pension/profit sharing plans and charitable organizations.

The team at CFP includes one certified financial planner (CFP) and one certified public accountant (CPA).

The firm charges investment management fees based on a percentage of assets under management. The minimum fee per quarter is $1,250. No advisors at the firm earn commissions for selling any financial products.

Costello Financial Planning Background

CFP was founded by Rob Costello in 2015. He owns 80% of the firm, while Paul Costello owns the other 20%.

Services offered at the firm include wealth management, retirement plan consulting, private foundation services, financial planning and tax preparation.

Costello Financial Planning Investing Strategy

Most of the money at Costello -- more than 80% -- is invested in stocks, with most of the rest put into investment grade corporate bonds. A small amound is held as cash.