Top Financial Advisors in Deerfield, IL

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Strategic Wealth Partners (SWP), a fee-based firm, generally imposes a minimum account size of $1 million, works with a mix of clients, including individuals without high net worths, high-net-worth individuals, pension and profit-sharing plans, charities and corporations. It has a branch office in has a branch office in Milwaukee, Wisconsin.

The team at SWP includes 10 certified financial planners (CFPs), three chartered financial advisors (CFAs) and three certified public accountants (CPAs). SWP advisors do not recommend or sell third-party products. SWP has more than $2 billion in assets under management (AUM).

Strategic Wealth Partners Background

Strategic Wealth Partners was founded in 2008 by principals David J. Copeland and Neal H. Price. It is wholly owned by Focus Operating, LLC, which itself is a wholly owned subsidiary of Focus Financial Partners, LLC, a financial services holding company.

The firm provides financial planning and consulting services, along with investment management. From time to time, the firm may recommend external managers to supervise portions of its clients’ portfolios.

Strategic Wealth Partners Investment Strategy

Strategic Wealth Partners starts each client’s investment planning process by sitting down with them and establishing key information like their current asset level, investing objectives, tax situation and risk tolerance. From there, the firm will determine what combination of asset classes would be most appropriate to meet their ultimate goals.

The firm typically constructs client portfolios using investments like mutual funds, exchange-traded funds (ETFs), structured notes, external investment managers and other securities. The percentages that each of these investment types will occupy within your portfolio varies from client to client. The firm may recommend clients who meet certain requirements invest in private placement securities, including hedge funds. 

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Alera Investment Advisors is a large firm that primarily works with individuals, but also has high-net-worth individuals, retirement plans and corporations as clients. The firm's minimum account size is just $5,000, but it does tailor some of its services to high-net-worth clients.

Fees for investment advisory services here are calculated as a percentage of your assets under management (AUM). However, some advisors earn commissions, leading to a potential conflict of interest. Then again, Alera is a fiduciary and its advisors must always act in the best interests of their clients.

Alera Investment Advisors Background

Alera was first established in 2017, making it one of the youngest firms on this list. It’s a wholly owned subsidiary of The Alera Group, Inc., a larger company that works with clients across the country. Richard Levitz is the Principal officer and control person of AIA. The Alera Group deals in various areas of finance like employee benefits, property and casualty insurance, risk management and wealth management.

Alera provides fee-based investment management, financial planning and consulting services to its clients. Investment management services are provided internally, through the use of independent sub-advisors or through an automated management platform that the firm may recommend.

Alera Investment Advisors Investment Strategy

Alera primarily uses fundamental analysis when formulating its investment recommendations. Fundamental analysis involves attempting to ascertain the intrinsic value of a company or security through economic and financial research.

The firm typically invests with a long-term perspective, so it generally sticks to long-term purchase strategies. This means it often buys securities with the intent of holding on to them for at least a year. There are exceptions to this practice, however, like if the firm is rebalancing a portfolio to return to the original asset allocation or if a client has specific income needs. Portfolios are primarily put together using mutual funds, exchange-traded funds and independent investment managers. 

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Nadler Financial Group's clients are mostly individuals and high-net-worth individuals, but the firm also works with retirement plans, corporations and charitable organizations.

While the firm does not impose a minimum account size, it does charge minimum annual fees that vary based on the types of services a client enrolls in. 

The team of advisors at Nadler Financial includes six certified financial planners (CFPs), four certified public accountants (CPAs), a chartered financial analyst (CFA), one chartered retirement plans specialist (CRPS) and two chartered retirement planning counselors (CRPCs).

However, some advisors are also independently registered as insurance agents and/or representatives of a broker/dealer, and can earn commissions for recommending certain products or services. While this creates a conflict of interest, the firm has a fiduciary duty to act in its clients' best interests. 

Nadler Financial Group Background

Nadler Financial Group first opened its doors in 1997 under the name VRN Financial Services. It changed to its current name in 2004. The firm’s principal owner is Michael A. Nadler.

The firm typically doesn’t provide stand-alone financial planning. Instead, it focuses primarily on investment management, but will provide advice on matters not related to investments, like estate planning tax planning, insurance and other topics. 

Nadler Financial Group Investment Strategy

When analyzing securities, the firm relies on a blend of fundamental, technical and cyclical analysis. Fundamental analysis looks to gauge a company or fund’s value by examining overall financial and economic factors alongside its basic information. Technical analysis looks at historical price and volume data as a way to forecast future prices. Cyclical analysis involves looking at the relationship between market cycles and prices to forecast future price movement.

The firm engages in both long- and short-term purchase strategies when giving investment advice or constructing client portfolios. If a long-term purchase is made, this means the firm will look to hold on to the security for longer than a year. On the other hand, a short-term security will likely only stay in the client's portfolio for less than a year.

Nadler practices tactical asset allocation and typically recommends diversified investment vehicles like mutual funds and exchange traded funds. The firm seeks to reduce investment risk through diversification while pursuing a desired rate of return range by spreading an individual’s investments over a number of asset classes with different risk and return characteristics.

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Roberts, Glore & Co. is a fee-based firm with a client base made up of individuals, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, other investment advisors and corporations.

The firm generally imposes an account minimum of $500,000. Roberts, Glore & Co. collects advisory fees that are based on a percentage of a client's account size. The firm may also earn fixed fees, as well. One representative of the firm is also licensed insurance agent and can independently earn commissions for recommending certain products to advisory clients. As a result, Roberts, Glore & Co. is a fee-based firm but abides by a fiduciary duty to always act in clients' best interests.  

The advisor team includes one certified financial planner (CFP), two chartered financial analysts (CFAs), one chartered retirement planning counselor (CRPC) and a chartered investment counselor (CIC).

Roberts, Glore & Co. Background

Roberts, Glore & Co. was founded in 1984 by William J. O. Roberts and James D. MacDonald. Shortly after the turn of the century, the two founders transferred ownership of the firm to current principal owners CEO Clemens P. Ciupke and president Jim L. Calaway.

The firm’s primary focus is investment advice and investment management services, but it also provides financial planning. The latter can touch on tax concerns, estate planning, retirement planning, wealth transfer, insurance, educational funding and comprehensive financial goal-setting.

Roberts, Glore & Co. Investment Strategy

Roberts, Glore & Co. is focused on helping clients achieve long-term investing success. Consequently, the firm doesn’t usually engage in trading strategies that involve high turnover of securities or frequent trading.

The firm seeks to invest in securities that are reasonably valued and have the potential for future growth. It primarily uses fundamental analysis to determine if a security fits this criteria. Its advisors tend to examine information like a company’s balance sheet and cash flow statements, as well as the overall financial and economic environment.

Roberts, Glore & Co. typcially invests client assets in common stocks, bonds, cash equivalents and alternative assets. Advisors will also use open-end mutual funds, exchange-traded funds or notes that invest in these asset classes. 

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Capital Management Consultants is a fee-based firm that opened for business in 1988. It currently works with individuals, high-net-worth individuals and retirement plans, but also offers services to trusts, estates and corporations.

The firm generally requires a minimum initial investment of $100,000. The firm typically calculates investment management fees as a percentage of your AUM. However, some employees of the firm may earn commissions when recommending insurance products or securities. This presents a potential conflict of interest, since advisors have a financial incentive to recommend certain products and services over others. Then again, the firm must abide by fiduciary duty to always act in your best interests. 

Capital Management Consultants Background

Capital Management Consultants was founded in 1988. It currently has two principal owners: Marc Davis, president, and Robert Stumpf, treasurer.

The firm offers discretionary investment management and financial planning services. On occasion, the firm may also recommend that you invest a portion of your assets with an independent money manager, either directly or through a wrap-fee program.

Capital Management Consultants Investment Strategy

Capital Management Consultants uses fundamental analysis and technical analysis to analyze securities. It typically invests in mutual funds, stocks, bonds and alternative investments.

The firm recognizes that a buy-and-hold approach is a good path toward long-term success, but it also believes that’s only one piece of the puzzle. The firm prioritizes the appropriate asset allocation for each client’s risk tolerance, investing goals and timeline to retirement. Advisors rely on the active investment strategies of tactical asset allocation and dynamic allocation, as well as strategic asset allocation, which is more passive in nature.

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E.A. Horwitz a client base that is mostly made up of non-high-net-worth individuals, although the firm also works with some high-net-worth clients, pension and profit-sharing plans and charities. 

E.A. Horwitz is a fee-based firm, so some members of its staff can earn commissions for the sale of securities and/or insurance. However, the firm and its advisors are required to abide by their fiduciary duty despite the conflict of interest that commission-based compensation creates.

Fees for asset management services are based on a percentage of your total assets at the firm. Fees for financial planning range from $500 to $2,000, depending on the complexity of the engagement. 

There is one certified public accountant (CPA) on staff, as well as one advisor with the retirement income certified professional (RICP) and certification for long-term care (CLTC) designations. 

E.A. Horwitz Background

The forerunner of E.A. Horwitz was founded in 1970 by Gerald A. Horwitz. In 2012, ownership transferred to Edward A. Horwitz, and he continues to act as the firm’s manager.

The firm provides comprehensive financial planning for its clients, along with investment advice and portfolio management services. 

E.A. Horwitz Investment Strategy

E.A. Horwitz may use charting, as well as fundamental and cyclical forms of analysis to evaluate and pick securities. The firm generally approaches its portfolios with a long-term perspective in mind. In the end, though, your personal investment goals, timeline and risk tolerance will dictate how your portfolio is built. The firm typically invests client assets in cash money market funds, equity and bonds. 

The firm manages two different model portfolios: the Growth Portfolio and the Conservative Portfolio. While the former may have a high-percentage weighted in stocks, the latter is structured for investors desiring a goal for preservation of capital with relatively lower risk. The Conservative Portfolio comprises a mixture of stocks, bonds, cash or money market funds.

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Avocet Capital Management is a privately owned, multi-family investment firm providing financial advisory services to families with established wealth and those with emerging wealth. It has one advisory staffer, Alan Loewy.

The fee-only firm has $106,092,344, in assets under management. Avocet has 45 clients and 356 accounts.

Avocet Capital Management Background

Alan Loewy founded the firm in 2011. He was a vice president of private banking for JP Morgan, managing in excess of $300 million for clients. Prior to that he worked in Goldman Sachs' Private Wealth Management Group constructing investment portfolios for affluent families. He also has provided strategic consulting advice while holding positions with Booz Allen Hamilton and Deloitte Consulting.

Avocet Capital Management Investment Strategy

Avocet investment philosophy is based upon the practical experience of affluent families who have preserved their wealth over multiple generations. The firm's approach is based on three core beliefs: affluent investors do not need to take on high levels of risk to preserve their wealth; diversification of risk is essential; and that fees and trading costs matter.

It's portfolio management is discretionary and it reviews portfolios at least semi-annually. The firm provides advice on a full suite of securities, including equities, fixed income, mutual funds, ETFs, options and similar investments. Avocet also offers non-discretionary services, such as investment advice.

The firm fees range from 1.25% for a client's first $1 million, 1% for the next $4 million, 0.75% for the next $5 million and 0.5% for amounts above $10 million.